Jody L. Weis

BFC PLANNING

Chesterfield, MO 63017-4872

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CRD#: 2032709

Professional summary

Jody Lee Weis, who also goes by Jody Lee Hardcastle, is a registered financial advisor currently at BFC PLANNING, INC. located in Chesterfield, Missouri and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Chesterfield, Missouri.

Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jody has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jody Lee Hardcastle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Jody Weis -N-16100 Chesterfield Pkwy West, Ste 150, Chesterfield, MO-Insurance-Insurance Rep-01/01/1990-8-8-Insurance Sales. 2. Delta Investment Services-y-16100 Chesterfield Pkwy West, Ste 150, Chesterfield, MO -DBA-Financial Advisor-11/1989-120-120-Sales & Service of security and insurance products. 3. Jan R Hardcastle Family Limited Partnership-N-741 Lakeshore Meadows Dr., Wildwood, MO 63038-Limited Partnership-General Partner-4/21/2015-<1-<1-Partnership to protect mother's assets. Rep manages assets on her mother's behalf, makes investment decisions to buy and sell assets 4.Jody Weis, Independent Consultant-N-Chesterfield, MO-skincare products-Consultant-01/2007-1-0-Independent Consultant for skincare products. 5. Hardcastle Wealth Management-Y- Chesterfield, MO-Domain Name-Secretary-11/2021-0-0-Domain Name. 6. Robert B. Hardcastle Family Limited Partnership- Y- Chesterfield, MO- Limited Partnership- General Partner- 1- 1- 01/2023- Making investment decisions on behalf of the partnership. 7. JODSCO LLC- N- Wildwood, MO- LLC for estate planning purposes- Registered Agent- 1- 0- 12/2023- Transferring rental properties to LLC for estate planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Lee Weis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2016 - Present

BFC PLANNING, INC.

Office #1: 16100 Chesterfield Parkway West Suite 150, Chesterfield, MO 63017-4872

RIA

CRD#: 119682

Chesterfield, MO

Current

September 23, 2016 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 16100 Chesterfield Parkway West Suite 150, Chesterfield, MO 63017-4872

RIA

CRD#: 13609

Chesterfield, MO

Past

September 1, 2016 - September 26, 2016

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

BOCA RATON, FL

Past

September 1, 2016 - September 26, 2016

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

CHESTERFIELD, MO

Past

June 7, 2004 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

CHESTERFIELD, MO

Past

June 3, 2004 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

CHESTERFIELD, MO

Past

May 22, 2003 - December 31, 2004

DELTA INVESTMENT ADVISORY, INC.

RIA

CRD#: 114435

CHESTERFIELD, MO

Past

July 30, 1999 - June 16, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

June 4, 1990 - June 10, 2004

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(4/7/2025)

California
(12/16/2021)

Colorado
(1/4/2021)

Connecticut
(3/25/2025)

District of Columbia
(5/27/2020)

Florida
(6/15/2021)

Georgia
(3/13/2023)

Illinois
(9/23/2016)

Kansas
(3/30/2021)

Louisiana
(12/16/2021)

Maine
(6/21/2024)

Maryland
(6/21/2024)

Missouri
(9/26/2016)

IAR

Missouri
(9/26/2016)

Nevada
(12/16/2021)

New York
(11/5/2025)

North Carolina
(12/16/2021)

Ohio
(12/17/2021)

Oklahoma
(6/24/2021)

Pennsylvania
(3/11/2025)

Tennessee
(11/24/2023)

Texas
(12/16/2021)

Vermont
(7/23/2025)

Virginia
(2/24/2021)

Washington
(1/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/9/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 6/12/1991

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jody L. Weis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Lee Weis's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

DELTA INVESTMENT ADVISORY, INC.

WS GRIFFITH SECURITIES, INC.

NATIONAL SECURITIES CORPORATION

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2025

Series 63

Date: 8/8/1990

Series 7TO

Date: 6/9/2021

SIE

Date: 10/1/2018

Series 22

Date: 6/12/1991

Series 6

Date: 6/1/1990

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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