Gwendolyn L. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gwendolyn L Mitchell, who also goes by Gwendolyn Kelly, Gwendolyn Kingsley, Kelly Kingsley, Gwendolyn Mitchell, Kelly Mitchell, was a registered financial professional .
Gwendolyn is a previously registered financial professional and started their career in finance in 1990. Gwendolyn had worked at 4 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1994 - April 8, 1996
INCOME NETWORK COMPANY
May 8, 1992 - September 22, 1994
UNITED INTERNATIONAL SECURITIES, INC.
March 22, 1990 - May 21, 1992
BROKERS INVESTMENT CORPORATION
February 9, 1990 - March 8, 1990
THE CAMDEN GROUP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INCOME NETWORK COMPANY
CRD#: 20475 / SEC#: , 8-38249
Contact information
Documents
Red Flags
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