David C. Vorhoff

CV SECURITIES LLC

Austin, TX

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CRD#: 2032580

Professional summary

David Carl Vorhoff is a registered financial professional currently at CV SECURITIES LLC located in Austin, Texas.

David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 62 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Carl Vorhoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2023 - Present

CV SECURITIES LLC

CRD#: 323246

Austin, TX

Past

March 26, 2021 - August 14, 2023

FORO CAPITAL MARKETS, LLC

CRD#: 311125

Charlotte, NC

Past

May 9, 2019 - April 27, 2021

BURCH & COMPANY, INC

CRD#: 102280

KANSAS CITY, MO

Past

July 24, 2017 - December 31, 2018

BRIDGE CAPITAL ASSOCIATES, INC.

CRD#: 143475

Charlotte, NC

Past

June 7, 2013 - August 17, 2015

DELOITTE CORPORATE FINANCE LLC

CRD#: 111747

CHICAGO, IL

Past

June 27, 2002 - June 7, 2013

MCCOLL PARTNERS, LLC

CRD#: 119059

CHARLOTTE, NC

Past

June 6, 1994 - April 16, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

February 2, 1990 - June 13, 1994

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(1/9/2024)

Texas
(9/27/2023)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 5/24/2024

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 5/23/1990

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CV SECURITIES LLC

CREOVALO SECURITIES LLC | CV SECURITIES LLC

CRD#: 323246 / SEC#: , 8-71038

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

810 N Tumbleweed Tr, Austin, TX 78733

Mailing Address

810 N Tumbleweed Tr, Austin, TX 78733

Phone number

(512) 596-2500

Established

Texas since 08/17/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CREOVALO LLC	SOLE MEMBER
MARR, MICHAEL STEWART	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AML PRINCIPAL	6030349
STEWART, JOHN SCOTT	MANAGING DIRECTOR	1785605
VORHOFF, DAVID CARL	MANAGER AND CHIEF EXECUTIVE OFFICER	2032580
VORHOFF, TIMOTHY NEWLAND	SENIOR VICE PRESIDENT	6965834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David C. Vorhoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Carl Vorhoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORO CAPITAL MARKETS, LLC

BURCH & COMPANY, INC

BRIDGE CAPITAL ASSOCIATES, INC.

DELOITTE CORPORATE FINANCE LLC

MCCOLL PARTNERS, LLC

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2001

Series 63

Date: 9/18/1990

Series 99TO

Date: 5/24/2024

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 62

Date: 5/23/1990

Series 24

Date: 3/20/1997

FINRA

Current Firm

CV SECURITIES LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CV SECURITIES LLC

TRUST BUT VERIFY

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