JR
John M. Rigney
HANCOCK WHITNEY INVESTMENT SERVICES
NEW ORLEANS, LA 70139
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CRD#: 2032572
JR
Professional summary
John Mario Rigney JR is a registered financial advisor currently at HANCOCK WHITNEY INVESTMENT SERVICES INC. located in New Orleans, Louisiana.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. John has worked at 4 firms and has passed the Series 63, Series 50, Series 7 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Arc of Louisiana, Arc of Louisiana; 600 Colonial Drive, Baton Rouge, LA 70806, 1-866-966-6206, non-profit organization advocating for people with intellectual and developmental disabilities; HWIS Client - None; Member of the Board of Directors, Ownership - 0%, Volunteer member of Board of Directors - set strategic direction of the organization, compensation - $0, hrs. - 3-5 hrs.; ArcGNO, 925 Labarre Road, Metairie, LA 70001, (504) 837-5105, non-profit organization that services individuals with intellectual and developmental delays, HWIS Client - None; Member of Board of Directors, Ownership 0%, Volunteer member of Board of Directors - set strategic direction of organization, compensation - $0, hrs. 3-5.
CRS (Client Relationship Summary) - RIA
Click below to view John Mario Rigney JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2022 - Present
HANCOCK WHITNEY INVESTMENT SERVICES INC.
Office #1: 701 Poydras St. Suite 3100, New Orleans, LA 70139RIA
BD
CRD#: 40637
NEW ORLEANS, LA
Past
February 4, 2004 - February 26, 2008
WHITNEY SECURITIES, L.L.C.
BD
CRD#: 103715
NEW ORLEANS, LA
Past
September 13, 1995 - September 25, 1997
MARQUIS INVESTMENTS, L.L.C.
BD
CRD#: 17121
Past
June 15, 1990 - January 11, 1994
MARQUIS INVESTMENTS, L.L.C.
BD
CRD#: 17121
Past
February 16, 1990 - May 1, 1990
F.N. WOLF & CO., INC.
BD
CRD#: 13051
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HANCOCK WHITNEY INVESTMENT SERVICES INC.
HANCOCK INVESTMENT SERVICES, INC. | WHITNEY INVESTMENT SERVICES | HANCOCK WHITNEY INVESTMENT SERVICES INC.
CRD#: 40637 / SEC#: 801-68420, 8-49106
RIA
Registered Investment Advisory firm - SEC (10/24/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(5/11/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HW
HANCOCK WHITNEY INVESTMENT SERVICES INC.
HANCOCK INVESTMENT SERVICES, INC. | WHITNEY INVESTMENT SERVICES | HANCOCK WHITNEY INVESTMENT SERVICES INC.
CRD#: 40637 / SEC#: 801-68420, 8-49106
RIA
Registered Investment Advisory firm - SEC (10/24/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
701 Poydras St. Suite 3100, New Orleans, LA 70139
Mailing Address
701 Poydras St. Suite 3100, New Orleans, LA 70139
Phone number
+1 (800) 385-4188
Established
Mississippi since 10/12/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
45
SEC notice filing (3 States and Territories)
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANCOCK WHITNEY CORPORATION | SHAREHOLDER | |
| BARTLETT, DONNA | BROKER DEALER - CHIEF COMPLIANCE OFFICER | 1813672 |
| LOUPE, PATRICIA KIVES | ASSISTANT SECRETARY | 6796549 |
| MILTON, MILES STUART | PRESIDENT/CEO AND DIRECTOR | 1518016 |
| NICHOALDS, STUART TODD | AML/BSA OFFICER | 6607342 |
| RIGNEY, JOHN MARIO JR | RIA-CCO/VP/SECRETARY & DIRECTOR | 2032572 |
| SCHEXNAYDER, ANITA GREGOIRE | VICE PRESIDENT/CHIEF FINANCIAL OFFICER & DIRECTOR | 6453588 |
Regulatory assets under management
| Total Number of Accounts | 1,031 |
| AUM (Assets Under Management) | $ 210,606,113 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HANCOCK WHITNEY INVESTMENT SERVICES INC.
CRD#: 40637New Orleans, LA 70139TRUST BUT VERIFY
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