Gary Iampaglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Iampaglia, who also goes by Garu Iampaglia, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1990. Gary had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2015 - August 18, 2025
ALT FUND DISTRIBUTORS LLC
April 1, 2013 - January 16, 2014
ALPS DISTRIBUTORS, INC.
September 27, 2012 - November 1, 2012
ALPS DISTRIBUTORS, INC.
June 16, 2005 - September 28, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 17, 1998 - May 31, 2005
NYLIFE DISTRIBUTORS LLC
November 9, 1995 - November 6, 1998
IFG NETWORK SECURITIES, INC.
December 3, 1992 - November 3, 1995
OSAIC WEALTH, INC.
July 28, 1992 - December 10, 1992
REICH & CO., INC.
March 20, 1990 - September 4, 1992
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
