Sheila F. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheila Forrest Fox was a registered financial professional .
Sheila is a previously registered financial professional and started their career in finance in 1990. Sheila had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 1996 - August 12, 1996
THE CAMELOT GROUP, INC.
February 27, 1996 - April 23, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
May 2, 1995 - October 20, 1995
DEL MAR FINANCIAL SERVICES, INCORPORATED
April 13, 1995 - May 9, 1995
K MICHAEL & COMPANY
August 16, 1993 - August 20, 1993
MONACO SECURITIES, INC.
March 25, 1993 - April 7, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
February 27, 1991 - November 4, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.
January 18, 1991 - January 29, 1991
HOLFORD SECURITIES (U.S.), INC.
April 26, 1990 - October 29, 1990
WHITEHALL INVESTMENT SECURITIES, LTD.
February 16, 1990 - March 6, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE CAMELOT GROUP, INC.
CRD#: 31091 / SEC#: , 8-45288
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
