Patrick J. Oconnor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick James Oconnor was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1990. Patrick had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2012 - April 23, 2013
WESPAC ADVISORS, LLC
February 24, 2011 - December 31, 2012
FUSION ASSET MANAGEMENT, LLC
February 12, 2007 - November 11, 2009
NAVELLIER & ASSOCIATES INC
November 10, 2006 - August 19, 2009
IFS FUND DISTRIBUTORS, INC.
January 17, 1995 - November 1, 2006
NAVELLIER SECURITIES CORP.
April 27, 1994 - December 15, 1994
THE INVESTMENT CENTER, INC.
January 29, 1992 - June 17, 1992
REYNOLDS KENDRICK STRATTON, INC.
August 31, 1990 - February 3, 1992
PRUDENTIAL EQUITY GROUP, LLC
April 24, 1990 - August 27, 1990
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
WESPAC ADVISORS, LLC
CRD#: 148242 / SEC#: 801-69552
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESPAC ADVISORS, LLC
CRD#: 148242 / SEC#: 801-69552
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 639 |
| AUM (Assets Under Management) | $ 1,080,141,470 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/28/2025 | ||
| 07/21/2023 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
