Albert S. Yeo
Professional summary
Albert S Yeo is a registered financial advisor currently at A YEO CAPITAL MANAGEMENT LLC located in Culver City, California.
Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Albert has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Albert S Yeo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2026 - Present
A YEO CAPITAL MANAGEMENT LLC
May 26, 2006 - January 8, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 26, 2006 - January 8, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2001 - June 15, 2006
UBS FINANCIAL SERVICES INC.
March 23, 2001 - June 15, 2006
UBS FINANCIAL SERVICES INC.
March 27, 1997 - March 26, 2001
PRUDENTIAL EQUITY GROUP, LLC
January 28, 1992 - March 31, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 1990 - May 8, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/4/2026)
Exams
Current Firm
A YEO CAPITAL MANAGEMENT LLC
CRD#: 340208 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
