Edward W. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Weir George, who also goes by Edward W George, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1990. Edward had worked at 14 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2016 - December 31, 2019
INNOVATION PARTNERS LLC
March 31, 2015 - December 31, 2015
RIDGEWAY CONGER ADVISORY SERVICES
June 26, 2014 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
June 11, 2014 - December 31, 2014
GEORGE ADVISOR INVESTMENTS, LLC
February 16, 2005 - July 1, 2014
DOMINION PORTFOLIO MANAGEMENT, INC.
October 15, 2004 - March 6, 2012
DOMINION INVESTOR SERVICES, INC.
December 15, 2003 - October 12, 2004
HILLTOP SECURITIES INC.
November 17, 2003 - October 12, 2004
HILLTOP SECURITIES INC.
September 1, 2000 - November 26, 2003
CITIGROUP GLOBAL MARKETS INC.
September 1, 2000 - November 26, 2003
CITIGROUP GLOBAL MARKETS INC.
March 2, 1998 - September 6, 2000
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
September 12, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
April 22, 1994 - September 8, 1997
PRUDENTIAL EQUITY GROUP, LLC
March 29, 1994 - September 8, 1997
PRUDENTIAL EQUITY GROUP, LLC
July 19, 1991 - March 31, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1991 - July 23, 1991
UBS FINANCIAL SERVICES INC.
February 16, 1990 - January 1, 1991
ROTAN MOSLE INC.
Primary Firm SEC Registration
INNOVATION PARTNERS LLC
CRD#: 146344 / SEC#: 801-78702, 8-67812
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INNOVATION PARTNERS LLC
CRD#: 146344 / SEC#: 801-78702, 8-67812
Contact information
SEC notice filing (40 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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