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William Phillip Evans

William P. Evans

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CRD#: 203154
William Phillip Evans

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Phillip Evans, who also goes by Phil Evans, Phillip Evans, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1973. William had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

What are your service offerings?
Wealth Preservation Strategies
Retirement Planning Strategies
Family Finances
Are you a "fiduciary"?
No

Aliases

Phil Evans | Phillip Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 20, 1993 - December 31, 1994

AMERICAN EXPRESS SERVICE CORPORATION

BD
CRD#: 10518
MINNEAPOLIS, MN
Past

December 23, 1991 - July 30, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MIDVALE, UT
Past

May 16, 1979 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

May 16, 1979 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

May 16, 1979 - July 31, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MIDVALE, UT
Past

September 5, 1973 - January 5, 1974

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

September 5, 1973 - January 5, 1974

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

September 5, 1973 - January 5, 1974

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/24/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/8/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 5/7/1979
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/3/1989
General Securities Principal Examination

Current Firm

AE
AMERICAN EXPRESS SERVICE CORPORATION
AMERICAN EXPRESS SERVICE CORPORATION | TRS SERVICE CORPORATION | AMERICAN EXPRESS SERVICES CORPORATION

CRD#: 10518 / SEC#: , 8-27456

BD
Terminated by SEC on 02/05/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 02/08/1982
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY INC.SHAREHOLDER
CURRAN, COLLEEN MCHIEF LEGAL OFFICER1561042
MORTON, JULIA KAYECHIEF FINANCIAL OFFICER1309302
WEIMER, BETH ELLENCHIEF COMPLIANCE OFFICER

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN EXPRESS SERVICE CORPORATION

Financial AdvisorCRD#: 10518

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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