Todd W. Schliiter

SILA FINANCIAL

Snohomish, WA

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CRD#: 2031208

Professional summary

Todd William Schliiter, CFP® is a registered financial advisor currently at SILA FINANCIAL, LLC located in Snohomish, Washington and PURSHE KAPLAN STERLING INVESTMENTS located in Snohomish, Washington.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Todd has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. Sila financial, LLC 2. Investment related 3. Snohomish, WA 4. Investment Advisory Services 5. President & Chief Compliance Officer 6. 10/2020 7. 145 hrs/mo 8. 80 hrs primarily during trading hours 9. Provide fiduciary-based investment advice to individuals and organizations 2) 1. Fixed Insurance 2. Not investment related 3. Snohomish, WA 4. life insurance and fixed annuity sales 5. Agent 6. 03/2007 7. 5 hrs/mo primary during trading hours 9. Insurance company product sales channel 3) 1. Purshe Kaplan Sterling Investments, Inc. 2. Investment related. 3. 80 State St, Albany NY. 4. Recommending and executing investment products. 5. Registered representative 6. 10/2020 7. 20 hrs/mth primarily during securities trading hours 4) 1. Sno Co Holdings, LLC 2. Not Investment Related 3. At reported address 4. Holding company 5. Member 6. 1/11/2022 7 1 hr 8. 0 hr 9. Management of assets of LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd William Schliiter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

October 28, 2020 - Present

SILA FINANCIAL, LLC

RIA

CRD#: 298406

Snohomish, WA

Current

October 30, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Snohomish, WA

Past

February 26, 2007 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

KENMORE, WA

Past

January 24, 2007 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

KENMORE, WA

Past

December 1, 1994 - January 2, 1996

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

March 14, 1994 - November 9, 1994

CONOVER SECURITIES CORPORATION

CRD#: 17129

BELLEVUE, WA

Past

July 18, 1990 - June 19, 1992

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SILA FINANCIAL, LLC

CRD#: 298406 / SEC#: 801-132206

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

Idaho

Registered Investment Advisory firm - (3/21/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (4/19/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/30/2020)

California
(1/12/2021)

Idaho
(10/30/2020)

Nevada
(12/8/2023)

Oregon
(12/1/2021)

IAR

Texas
(3/23/2022)

Washington
(10/30/2020)

IAR

Washington
(11/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2007

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/16/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/23/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/1990

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SILA FINANCIAL, LLC

CRD#: 298406 / SEC#: 801-132206

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

Idaho

Registered Investment Advisory firm - (3/21/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/23/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (4/19/2025 Terminated)

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Contact information

Main Address

Snohomish, WA

Mailing Address

Phone number

(425) 605-9533

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SILA FINANCIAL, LLC ADV PART 2A MARCH 2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 113,762,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd W. Schliiter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd William Schliiter's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

CONOVER SECURITIES CORPORATION

PACIFIC HARBOR SECURITIES, INC.

Primary Firm SEC Registration

SILA FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2007

Series 65

Date: 2/16/1995

Series 63

Date: 4/11/1990

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/23/2007

Series 24

Date: 10/15/1990

FINRA

Current Firm

SILA FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SILA FINANCIAL, LLC

TRUST BUT VERIFY

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