Raschel L. Graves

THRIVENT ASSET MANAGEMENT

Minneapolis, MN 55402-3211

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CRD#: 2031163

Professional summary

Raschel Lynn Graves, who also goes by Raschel Lynn Daugherty, Raschel Daugherty, Shelle Daugherty, Raschel Lynn Fladeland, Raschel Fladeland, Shelle Lynn Fladeland, Shelle Fladeland, Shelle Graves, is a registered financial advisor currently at THRIVENT ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota and THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.

Raschel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Raschel has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raschel Lynn Graves's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

THRIVENT ASSET MANAGEMENT, LLC

Office #1: 901 Marquette Avenue, Suite 2500, Minneapolis, MN 55402-3211

RIA

CRD#: 137751

Minneapolis, MN

Current

July 17, 2019 - Present

THRIVENT DISTRIBUTORS, LLC

Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265

CRD#: 179512

Minneapolis, MN

Past

January 11, 2016 - March 20, 2019

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

April 16, 2015 - January 4, 2016

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

July 25, 2013 - April 7, 2015

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

January 14, 2004 - July 22, 2013

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 2, 2001 - January 8, 2004

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

January 5, 1998 - November 8, 1999

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

TULSA, OK

Past

February 1, 1996 - January 7, 1998

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

January 25, 1995 - February 1, 1996

BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION

CRD#: 17738

Past

August 3, 1993 - November 9, 1993

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

October 23, 1992 - July 1, 1993

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

February 16, 1990 - October 23, 1992

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVENT ASSET MANAGEMENT, LLC

THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988

RIA

Registered Investment Advisory firm - (12/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Minnesota
(1/7/2022)

New Mexico
(7/17/2019)

Oklahoma
(7/17/2019)

Texas
(7/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/5/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

THRIVENT ASSET MANAGEMENT, LLC

THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988

RIA

Registered Investment Advisory firm - (12/15/2005 Approved)

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Contact information

Main Address

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211

Mailing Address

Phone number

(800) 847-4836

Established

Firm type

Fiscal year end

# of Employees

450

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

THRIVENT ASSET MANAGEMENT LLC BROCHURE 03/31/2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 46,815,882,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raschel L. Graves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raschel Lynn Graves's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT DISTRIBUTORS, LLC

STRATCAP SECURITIES, LLC

TRANSAMERICA CAPITAL, LLC

STRATCAP SECURITIES, LLC

GUARDIAN INVESTOR SERVICES LLC

BNY MELLON SECURITIES CORPORATION

BOK FINANCIAL SECURITIES, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION

AEGON USA SECURITIES INC.

CAPITAL BROKERAGE CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

THRIVENT ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2021

Series 63

Date: 2/5/1990

SIE

Date: 10/1/2018

Series 7

Date: 7/7/1993

Series 6

Date: 2/5/1990

FINRA

Current Firm

THRIVENT ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THRIVENT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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