RG
Russell T. Gebhard
SOVEREIGN WEALTH ADVISORS LLC
Houston, TX 77098
Some features on this profile are disabled
CRD#: 2031101
RG
Professional summary
Russell Thomas Gebhard, who also goes by Russel Thomas Gebhard, Rusty Gebhard, is a registered financial advisor currently at SOVEREIGN WEALTH ADVISORS LLC located in Houston, Texas and LPL FINANCIAL LLC located in Houston, Texas.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Russell has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Russel Thomas Gebhard | Rusty Gebhard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/23/2011: DBA ONLY - SOVEREIGN COAST WEALTH ADVISORS, LLC - HOUSTON, TX.
2. 3/5/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SOVEREIGN WEALTH ADVISORS, LLC - 240 HOURS PER MONTH; 7 HOURS DURING TRADING - HOUSTON, TX.
3. 6/30/2015 - Sovereign Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/22/15 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Sovereign Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Russell Thomas Gebhard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2020 - Present
SOVEREIGN WEALTH ADVISORS LLC
Office #1: 3120 Southwest Frwy Suite 500, Houston, TX 77098RIA
CRD#: 188524
Houston, TX
Current
August 26, 2005 - Present
LPL FINANCIAL LLC
Office #1: 3120 Southwest Fwy Ste 500, Houston, TX 77098Office #2: 500 N Shoreline Blvd, Ste 400, Corpus Christi, TX 78401RIA
BD
CRD#: 6413
HOUSTON, TX
Past
July 8, 2020 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
June 29, 2015 - December 31, 2019
SOVEREIGN WEALTH ADVISORS LLC
RIA
CRD#: 188524
HOUSTON, TX
Past
August 26, 2005 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
July 10, 2000 - August 29, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
HOUSTON, TX
Past
July 8, 2000 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 8, 1995 - August 22, 2000
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 13, 1995 - March 7, 1995
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
Past
July 31, 1993 - March 1, 1995
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
April 8, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SOVEREIGN WEALTH ADVISORS LLC
SOVEREIGN INVESTMENT GROUP LLC | SOVEREIGN WEALTH ADVISORS LLC
CRD#: 188524 / SEC#: 801-98346
RIA
Registered Investment Advisory firm - (6/11/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2008)
RR
Alaska(10/4/2023)
RR
Arizona(1/30/2006)
RR
Arkansas(1/15/2008)
RR
California(8/26/2005)
RR
Colorado(1/10/2008)
RR
Connecticut(1/10/2008)
RR
Delaware(6/17/2021)
RR
District of Columbia(6/8/2018)
RR
Florida(8/26/2005)
RR
Georgia(8/28/2014)
RR
Hawaii(1/8/2016)
RR
Illinois(1/27/2006)
RR
Indiana(3/9/2006)
RR
Iowa(8/9/2024)
RR
Kansas(7/2/2018)
RR
Kentucky(8/8/2022)
RR
Louisiana(9/7/2005)
RR
Maryland(1/10/2007)
RR
Massachusetts(1/17/2007)
RR
Michigan(7/30/2014)
RR
Minnesota(7/7/2020)
RR
Mississippi(8/26/2005)
RR
Missouri(1/11/2008)
RR
Montana(8/8/2018)
RR
Nebraska(9/26/2014)
RR
Nevada(11/2/2022)
RR
New Jersey(1/2/2008)
RR
New Mexico(1/27/2006)
RR
New York(2/8/2006)
RR
North Carolina(1/18/2013)
RR
Ohio(8/29/2005)
RR
Oklahoma(8/29/2005)
RR
Oregon(7/18/2016)
RR
Pennsylvania(1/22/2007)
RR
Rhode Island(9/9/2016)
RR
South Carolina(2/2/2006)
RR
South Dakota(6/17/2019)
RR
Tennessee(7/23/2019)
RR
Texas(10/3/2005)
IAR
Texas(1/15/2020)
RR
Utah(6/13/2018)
RR
Virginia(1/26/2006)
RR
Washington(3/13/2007)
RR
West Virginia(12/11/2014)
RR
Wisconsin(4/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SOVEREIGN WEALTH ADVISORS LLC
SOVEREIGN INVESTMENT GROUP LLC | SOVEREIGN WEALTH ADVISORS LLC
CRD#: 188524 / SEC#: 801-98346
RIA
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Contact information
Main Address
3120 Southwest Frwy Suite 500, Houston, TX 77098
Mailing Address
500 North Shoreline Blvd. #400, Corpus Christi, TX 78401
Phone number
(713) 527-3400
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,870 |
| AUM (Assets Under Management) | $ 607,035,864 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOVEREIGN WEALTH ADVISORS LLC
CRD#: 188524Houston, TX 77098TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
