Sidney E. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Ercil Evans, who also goes by Sid Evans, Sidney E Evans, was a registered financial advisor .
Sidney is a previously registered financial advisor and started their career in finance in 1972. Sidney had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2007 - April 7, 2014
EQUITY ADVISORS,LLC
April 9, 1997 - January 21, 1999
WALNUT STREET SECURITIES, INC.
July 29, 1986 - December 31, 1996
WALNUT STREET SECURITIES, INC.
December 5, 1983 - August 13, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
June 19, 1983 - August 26, 1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
June 3, 1982 - January 4, 1984
NEW ENGLAND SECURITIES
May 1, 1972 - February 3, 1982
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/19/1972
Registered Representative ExaminationCurrent Firm
EQUITY ADVISORS,LLC
CRD#: 145128 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
