Brenda P. Wenning

WENNING INVESTMENTS

WABAN, MA

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CRD#: 2030965

Professional summary

Brenda Philbrick Wenning, who also goes by Brenda Kay Philbrick, is a registered financial advisor currently at WENNING INVESTMENTS, LLC located in Waban, Massachusetts.

Brenda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brenda has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brenda Kay Philbrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brenda Philbrick Wenning's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2008 - Present

WENNING INVESTMENTS, LLC

RIA

CRD#: 146887

WABAN, MA

Past

May 6, 2003 - October 28, 2009

CAPITAL ADVISORS, LLC

RIA

CRD#: 126748

FRAMINGHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/16/2024)

IAR

Massachusetts
(4/25/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2002

Uniform Investment Adviser Law Examination

Current Firm

WENNING INVESTMENTS, LLC

CRD#: 146887 / SEC#:

Florida

Registered Investment Advisory firm - (8/16/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (4/25/2008 Approved)

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Contact information

Main Address

Sarasota, FL

Mailing Address

Phone number

(617) 448-5826

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 28,657,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brenda P. Wenning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brenda Philbrick Wenning's CRS (Customer Relationship Summary).

Certified licenses

Experience

WENNING INVESTMENTS, LLC

CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2002

Current Firm

WENNING INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WENNING INVESTMENTS, LLC

TRUST BUT VERIFY

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