Barbara A. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Stewart, CFP®, who also goes by Barbara Ann Trchalek, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1990. Barbara had worked at 11 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2007 - November 15, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.
February 20, 2006 - April 13, 2010
FSC SECURITIES CORPORATION
January 19, 2006 - March 9, 2006
FSC SECURITIES CORPORATION
January 13, 2004 - September 11, 2006
PROSPERITY ADVISORS, LLC
June 18, 2001 - November 10, 2004
TEXAN CAPITAL GROUP, INC.
June 18, 2001 - November 10, 2004
TEXAN CAPITAL
June 2, 1999 - May 14, 2001
HITHERLANE PARTNERS, LLC
March 16, 1999 - April 8, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 16, 1999 - April 8, 1999
EQUITABLE ADVISORS, LLC
March 18, 1994 - September 23, 1994
CONTINENTAL CAPITAL GROUP, INC.
June 13, 1991 - July 14, 1992
1717 CAPITAL MANAGEMENT COMPANY
February 13, 1990 - May 14, 1991
MURCHISON INVESTMENT BANKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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