JM
John S. Morgan
MOUNTAIN VIEW STRATEGIC WEALTH
Hopewell Junction, NY 12533
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CRD#: 2030826
JM
Professional summary
John Scott Morgan, AIF® is a registered financial advisor currently at MOUNTAIN VIEW STRATEGIC WEALTH, LLC located in Hopewell Junction, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. John has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Scott Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 5, 2020 - Present
MOUNTAIN VIEW STRATEGIC WEALTH, LLC
Office #1: 200 North Drive I.park Suite 103, Hopewell Junction, NY 12533RIA
CRD#: 154295
Hopewell Junction, NY
Past
January 22, 2017 - June 29, 2018
MARSHALL & STERLING WEALTH ADVISORS, INC.
RIA
CRD#: 164345
POUGHKEEPSIE, NY
Past
June 27, 2012 - December 31, 2016
MARSHALL & STERLING WEALTH ADVISORS, INC.
RIA
CRD#: 164345
POUGHKEEPSIE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MV
MOUNTAIN VIEW STRATEGIC WEALTH, LLC
BLUE JEAN GREEN | P.S. DENISON | MOUNTAIN VIEW STRATEGIC WEALTH, LLC | MORGAN STRATEGIC WEALTH, LLC | GOODBYE WALL STREET, LLC | GOODBYE WALL STREET | DENISON GEARY ASSET MANAGEMENT
CRD#: 154295 / SEC#: 801-130118
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)New York
Registered Investment Advisory firm - (8/2/2010 Approved)Texas
Registered Investment Advisory firm - (6/5/2020 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(11/29/2021)
IAR
Texas(6/5/2020)
Current Firm
MV
MOUNTAIN VIEW STRATEGIC WEALTH, LLC
BLUE JEAN GREEN | P.S. DENISON | MOUNTAIN VIEW STRATEGIC WEALTH, LLC | MORGAN STRATEGIC WEALTH, LLC | GOODBYE WALL STREET, LLC | GOODBYE WALL STREET | DENISON GEARY ASSET MANAGEMENT
CRD#: 154295 / SEC#: 801-130118
RIA
Registered Investment Advisory firm - (4/25/2024 Approved)New York
Registered Investment Advisory firm - (8/2/2010 Approved)Texas
Registered Investment Advisory firm - (6/5/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 North Drive I.park Suite 103, Hopewell Junction, NY 12533
Mailing Address
Phone number
(845) 834-4343
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 281 |
| AUM (Assets Under Management) | $ 48,501,497 |
Red Flags
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Company Information
MOUNTAIN VIEW STRATEGIC WEALTH, LLC
CRD#: 154295Hopewell Junction, NY 12533TRUST BUT VERIFY
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