John E. Vanclief
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Vanclief, who also goes by John Edward Vanclief, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2012 - February 22, 2013
POTOMAC SECURITIES, LLC
January 13, 2010 - November 23, 2010
FELIX INVESTMENTS LLC
November 16, 2007 - January 28, 2010
ADVANCED EQUITIES, INC.
April 28, 2003 - November 19, 2007
MATRIX U.S.A., LLC
November 13, 2002 - April 7, 2003
GILFORD SECURITIES INCORPORATED
October 23, 2002 - December 9, 2002
MAXIM GROUP LLC
March 6, 2002 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
May 14, 2001 - March 7, 2002
J.P. MORGAN SECURITIES LLC
March 1, 2000 - May 30, 2000
PINNACLE ASSET MANAGEMENT, INC.
October 5, 1998 - March 1, 2000
LEGG MASON WOOD WALKER, INCORPORATED
January 11, 1996 - October 22, 1998
CIBC WORLD MARKETS CORP.
June 22, 1992 - January 16, 1996
LADENBURG THALMANN & CO. INC.
May 31, 1991 - July 2, 1992
JOSEPHTHAL & CO., INC.
January 8, 1991 - June 10, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
POTOMAC SECURITIES, LLC
CRD#: 144443 / SEC#: , 8-67658
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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