Paul F. Costello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Costello, who also goes by Paul F Costello, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1992. Paul had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2013 - September 3, 2021
SPIDER MANAGEMENT COMPANY, LLC
February 6, 2013 - June 28, 2013
SIP NORDIC AMERICA LLC
June 13, 2011 - September 6, 2013
PRESIDIUM
June 7, 2011 - September 21, 2011
SIP NORDIC AMERICA LLC
April 17, 2008 - April 30, 2010
TRUIST INVESTMENT SERVICES, INC.
April 17, 2008 - April 30, 2010
TRUIST INVESTMENT SERVICES, INC.
October 26, 2007 - April 18, 2008
WORLD CAPITAL ADVISORS, LLC
July 10, 2007 - April 18, 2008
FIRST DOMINION CAPITAL CORP.
August 13, 2004 - January 28, 2005
WELLS FARGO CLEARING SERVICES, LLC
August 13, 2004 - February 8, 2005
WEXFORD CLEARING SERVICES, LLC
August 13, 2004 - February 14, 2006
WELLS FARGO CLEARING SERVICES, LLC
August 13, 2004 - February 14, 2006
FIRST CLEARING, LLC
May 20, 2004 - August 13, 2004
WEXFORD CLEARING SERVICES, LLC
May 20, 2004 - August 13, 2004
FIRST CLEARING, LLC
April 25, 2001 - August 13, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - August 13, 2004
WELLS FARGO CLEARING SERVICES, LLC
June 30, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
February 2, 1998 - June 30, 1999
MENTOR SERVICES COMPANY, LLC
January 27, 1993 - February 2, 1998
HEARTLAND INVESTOR SERVICES, LLC
December 18, 1992 - May 26, 1993
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
SPIDER MANAGEMENT COMPANY, LLC
CRD#: 149343 / SEC#: 801-70963
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIDER MANAGEMENT COMPANY, LLC
CRD#: 149343 / SEC#: 801-70963
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 6,413,329,387 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
