Steven L. Killoran

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CRD#: 2030339

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Lawrence Killoran, who also goes by Steven L Killoran, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1990. Steven had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steven L Killoran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 22, 2012 - January 27, 2025

MAPLE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 130209

MONTPELIER, VT

Past

November 24, 1998 - June 17, 2009

SENTINEL FINANCIAL SERVICES COMPANY

CRD#: 31175

MONTPELIER, VT

Past

September 17, 1997 - September 11, 1998

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

April 26, 1990 - September 30, 1997

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAPLE CAPITAL MANAGEMENT, INC.

CRD#: 130209 / SEC#: 801-62783

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/17/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/25/2007

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MAPLE CAPITAL MANAGEMENT, INC.

CRD#: 130209 / SEC#: 801-62783

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

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Contact information

Main Address

535 Stone Cutters Way, Montpelier, VT 05602

Mailing Address

Phone number

(802) 229-2838

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND SUPPLEMENTAL 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,069
AUM (Assets Under Management)	$ 2,193,978,340

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/02/2025	Cover Page	Report
11/13/2024	Cover Page	Report
07/27/2023	Cover Page	Report
10/10/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven L. Killoran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SENTINEL FINANCIAL SERVICES COMPANY

CITISTREET EQUITIES LLC

VOYA RETIREMENT ADVISORS, LLC

Primary Firm SEC Registration

MAPLE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2012

Series 63

Date: 8/17/2006

Series 7

Date: 4/11/2002

Series 6

Date: 4/9/1990

Series 26

Date: 7/25/2007

Current Firm

MAPLE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAPLE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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