Leila B. Heckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leila B Heckman, who also goes by Leila Robinson, was a registered financial professional .
Leila is a previously registered financial professional and started their career in finance in 1995. Leila had worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2017 - October 3, 2019
DINOSAUR FINANCIAL GROUP, L.L.C
February 7, 2014 - December 31, 2016
LEBENTHAL ASSET MANAGEMENT, LLC
January 31, 2014 - September 21, 2017
LEBENTHAL & CO., LLC
November 3, 2008 - January 31, 2012
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
November 3, 2008 - January 31, 2012
MESIROW FINANCIAL, INC.
September 26, 2008 - November 3, 2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 7, 2005 - November 3, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
May 9, 2005 - September 26, 2008
J.P. MORGAN SECURITIES LLC
October 19, 2004 - April 8, 2005
HGA SECURITIES LLC
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
January 5, 1995 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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