Jericho G. Nicolas
Professional summary
Jericho Guazon Nicolas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jericho is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Jericho had worked at 4 firms, which includes THE SHEMANO GROUP INC., KIRLIN SECURITIES INC., H.J. MEYERS & CO. INC., M.L. STERN & CO. LLC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2004 - March 19, 2008
THE SHEMANO GROUP, INC.
October 4, 2004 - October 20, 2004
THE SHEMANO GROUP, INC.
October 8, 1998 - August 25, 2004
KIRLIN SECURITIES INC.
November 30, 1994 - October 5, 1998
H.J. MEYERS & CO., INC.
July 30, 1990 - October 27, 1994
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
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Exams
Current Firm
THE SHEMANO GROUP, INC.
CRD#: 35528 / SEC#: , 8-46713
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
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