Debora L. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debora Lynn Hall, who also goes by Debbie Hall Bolognia, Debbie Bolognia, Debora Hall Bolognia, Debora Lynn Bolognia, Debbie Hall, Debora L Hall, Debora Hall, Debora Lynn Koval, was a registered financial professional .
Debora is a previously registered financial professional and started their career in finance in 1995. Debora had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2018 - August 17, 2018
VALIC FINANCIAL ADVISORS, INC.
December 21, 2016 - January 10, 2017
B. RILEY WEALTH MANAGEMENT
August 7, 2014 - November 12, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
March 21, 2013 - July 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2012 - July 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 2008 - August 15, 2011
BMA SECURITIES, LLC
December 4, 2006 - March 24, 2008
OSAIC SERVICES, INC.
June 4, 2002 - July 25, 2006
HITHERLANE PARTNERS, LLC
February 28, 2000 - July 25, 2006
HITHERLANE PARTNERS, LLC
November 23, 1999 - February 14, 2000
UBS FINANCIAL SERVICES INC.
June 17, 1999 - November 19, 1999
CITIGROUP GLOBAL MARKETS INC.
December 4, 1998 - March 25, 1999
SANDERS MORRIS LLC
September 25, 1998 - December 15, 1998
CITIGROUP GLOBAL MARKETS INC.
November 18, 1997 - December 3, 1998
TRADESCAPE SECURITIES, LLC
March 6, 1996 - August 24, 1998
LIGHTSPEED PROFESSIONAL TRADING LLC
March 29, 1995 - February 21, 1996
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
