Donald D. Lake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Davis Lake, CFP®, who also goes by Don Lake, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1990. Donald had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2015 - February 29, 2016
PNC MANAGED ACCOUNT SOLUTIONS, INC.
March 18, 2015 - February 29, 2016
BBVA SECURITIES INC.
April 23, 2013 - June 26, 2014
TD PRIVATE CLIENT WEALTH LLC
February 28, 2013 - June 26, 2014
TD PRIVATE CLIENT WEALTH LLC
February 22, 2007 - August 17, 2009
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - August 17, 2009
MORGAN KEEGAN & COMPANY, LLC
August 20, 2003 - February 21, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
January 31, 2003 - August 15, 2003
AMSOUTH INVESTMENT SERVICES, INC.
January 29, 2003 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
October 16, 1992 - January 10, 2003
AMUNI FINANCIAL, INC.
April 4, 1990 - October 16, 1992
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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