Michael B. Catalano

FREEDOM DAY SOLUTIONS

Greenville, SC

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CRD#: 2029351

Professional summary

Michael Blaise Catalano, who also goes by Mike Catalano, is a registered financial advisor currently at FREEDOM DAY SOLUTIONS, LLC located in Greenville, South Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 8, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Catalano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. CATALANO IS LICENSED IN TEXAS TO SELL TERM AND PERMANENT LIFE INSURANCE AND FIXED ANNUITY CONTRACTS. COMMISSIONS ON SUCH PRODUCTS ARE REGULATED BY THE TEXAS INSURANCE COMMISSION, ARE SET BY THE INSURANCE COMPANY SELECTED BY THE CLIENT AND ARE NOT NEGOTIABLE. MR.CATALANO IS ALSO A LIMITED PARTNER IN KRUECAT VENTURES, LP. KRUECAT MANAGEMENT INC., WHERE MR.CATALANO IS A SHAREHOLDER, IS THE GENERAL PARTNER OF KRUECAT VENTURES, LP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Blaise Catalano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2006 - Present

FREEDOM DAY SOLUTIONS, LLC

RIA

CRD#: 138962

Greenville, SC

Past

April 2, 2009 - March 25, 2013

CURBSTONE GROUP, LLC

RIA

CRD#: 149824

HOUSTON, TX

Past

March 5, 1999 - April 4, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

KATY, TX

Past

March 5, 1999 - April 4, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

KATY, TX

Past

January 1, 1998 - March 3, 1999

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

June 7, 1993 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Past

December 16, 1992 - June 7, 1993

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

February 13, 1990 - December 3, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FREEDOM DAY SOLUTIONS, LLC

FREEDOM DAY INSURANCE | KRUEGER & CATALANO CAPITAL PARTNERS, LLC | KRUEGER & CATALANO CAPITAL PARTNERS | K&C ADVISORS, LLC | FREEDOM DAY SOLUTIONS, LLC

CRD#: 138962 / SEC#: 801-66190

RIA

Registered Investment Advisory firm - (1/27/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(12/21/2011)

IAR

South Carolina
(7/26/2024)

IAR

Texas
(3/24/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/16/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/10/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/19/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 53

Date: 11/9/1995

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/26/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/25/1994

General Securities Principal Examination

Current Firm

FREEDOM DAY SOLUTIONS, LLC

FREEDOM DAY INSURANCE | KRUEGER & CATALANO CAPITAL PARTNERS, LLC | KRUEGER & CATALANO CAPITAL PARTNERS | K&C ADVISORS, LLC | FREEDOM DAY SOLUTIONS, LLC

CRD#: 138962 / SEC#: 801-66190

RIA

Registered Investment Advisory firm - (1/27/2006 Approved)

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Contact information

Main Address

8401 Westview Drive, Houston, TX 77055

Mailing Address

Phone number

(713) 784-3878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FREEDOM DAY SOLUTIONS, LLC DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,265
AUM (Assets Under Management)	$ 569,044,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael B. Catalano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Blaise Catalano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURBSTONE GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

BANC OF AMERICA INVESTMENT SERVICES, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

FREEDOM DAY SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/1995

Series 63

Date: 4/20/1990

Series 3

Date: 3/16/2001

Series 7

Date: 2/10/1990

Series 8

Date: 4/19/1999

Series 53

Date: 11/9/1995

Series 4

Date: 6/26/1995

Series 24

Date: 1/25/1994

Current Firm

FREEDOM DAY SOLUTIONS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FREEDOM DAY SOLUTIONS, LLC

TRUST BUT VERIFY

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