Nino C. Gabriele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nino Christopher Gabriele was a registered financial professional .
Nino is a previously registered financial professional and started their career in finance in 1990. Nino had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2007 - September 4, 2025
REGIONAL INVESTMENT SERVICES, INC.
July 17, 2003 - April 29, 2005
REGIONAL INVESTMENT SERVICES, INC.
April 11, 2001 - August 16, 2001
MML INVESTORS SERVICES, LLC
February 24, 2000 - November 15, 2000
OLD SLIP CAPITAL MANAGEMENT, INC.
January 1, 1996 - February 15, 2000
LOCUST STREET SECURITIES, INC.
January 27, 1993 - January 1, 1996
OLD SLIP CAPITAL MANAGEMENT, INC.
April 30, 1990 - March 5, 1991
F & G SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGIONAL INVESTMENT SERVICES, INC.
CRD#: 46929 / SEC#: , 8-51588
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
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