Gary P. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Price Evans was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1962. Gary had worked at 2 firms and has passed the Series 5, Series 1, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1962 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
April 19, 1962 - September 30, 1999
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationSeries 1
Date: 4/19/1962
Registered Representative ExaminationSeries 40
Date: 7/25/1977
Registered Principal ExaminationSeries 12
Date: 7/7/1969
NYSE Branch Manager ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
