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Michael Terrence Burke Jr

CRD# 2028868·Registered 1991 - 2006
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Terrence Burke JR was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1991 - 2006. Michael had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
September 8, 2005 - April 25, 2006
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
September 28, 2004 - September 8, 2005
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
Boca Raton, FL
April 20, 2004 - July 8, 2004
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
November 19, 1999 - February 27, 2004
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
June 29, 1998 - November 5, 1999
SBC WARBURG DILLON READ INC.·CRD# 1650
BD
Stamford, CT
August 25, 1995 - June 29, 1998
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 12, 1993 - March 10, 1995
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
June 19, 1991 - October 8, 1993

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Current Firm

SS
SEABOARD SECURITIES, INC.

SEABOARD SECURITIES, INC. | THE SEABOARD PLANNING CORPORATION

CRD#: 755 / SEC#: 8-44373
BD
Cancelled by SEC on 07/25/2012

Contact Information

Established

New Jersey since 08/16/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DIGIOVANNI, ANTHONY JOSEPHPRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL, COMPLIANCE REGISTERED OPTIONS PRINCIPAL601698
PUZO, NICHOLASFINANCIAL OPERATIONS PRINCIPAL4698260
STILL, SONYA TEREZCHIEF COMPLIANCE OFFICER4235212

Disclosures

Regulatory Event

26

Arbitration

8

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Jun 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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