Michael T. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Terrence Burke JR was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2005 - April 25, 2006
SEABOARD SECURITIES, INC.
September 28, 2004 - September 8, 2005
SEABOARD SECURITIES, INC.
April 20, 2004 - July 8, 2004
NEWBRIDGE SECURITIES CORPORATION
November 19, 1999 - February 27, 2004
J.P. MORGAN SECURITIES LLC
June 29, 1998 - November 5, 1999
UBS SECURITIES LLC
August 25, 1995 - June 29, 1998
SBC WARBURG DILLON READ INC.
November 12, 1993 - March 10, 1995
PRUDENTIAL EQUITY GROUP, LLC
June 19, 1991 - October 8, 1993
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/16/2000
Limited Representative-Equity Trader ExamCurrent Firm
SEABOARD SECURITIES, INC.
CRD#: 755 / SEC#: , 8-44373
Contact information
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
