Eugene J. Mulvaney

INDEPENDENCE SQUARE HOLDINGS

Short Hills, NJ

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CRD#: 2028798

Professional summary

Eugene Joseph Mulvaney JR, who also goes by Eugene Joseph Mulvaney, Gene Mulvaney Jr, Eugene Joseph Mulvaney, Jr. Jr, is a registered financial advisor currently at INDEPENDENCE SQUARE HOLDINGS, LLC located in Short Hills, New Jersey and LPL FINANCIAL LLC located in Short Hills, New Jersey.

Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Eugene has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eugene Joseph Mulvaney | Gene Mulvaney Jr | Eugene Joseph Mulvaney, Jr. Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-12/2024 / Independence Square Advisors / DBA for LPL Business (entity for LPL business) / INV RLTD 2) 01/08/2025 - Independence Square Holdings LLC - Investment Related - Registered Investment Advisor Hybrid -At Reported Business Location(s) - Start Date:12/13/2024 -160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Independence Square Holdings LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Joseph Mulvaney JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2024 - Present

INDEPENDENCE SQUARE HOLDINGS, LLC

RIA

CRD#: 300139

Short Hills, NJ

Current

December 12, 2024 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

SHORT HILLS, NJ

Past

August 26, 2022 - December 23, 2024

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

Short Hills, NJ

Past

January 30, 2015 - December 31, 2022

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

Short Hills, NJ

Past

January 21, 2015 - December 23, 2024

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

Parsippany, NJ

Past

March 20, 2006 - January 28, 2015

DOMINICK & DICKERMAN LLC

RIA

CRD#: 7344

NEW YORK, NY

Past

January 5, 2006 - January 28, 2015

DOMINICK & DICKERMAN LLC

CRD#: 7344

NEW YORK, NY

Past

January 17, 2003 - January 31, 2005

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NEW YORK, NY

Past

July 9, 2002 - January 17, 2003

PERSHING LLC

RIA

CRD#: 7560

NEW YORK, NY

Past

November 3, 2000 - January 31, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 24, 1990 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD#: 300139 / SEC#: 801-116750

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/12/2024)

California
(12/12/2024)

Colorado
(12/12/2024)

Connecticut
(12/23/2024)

Delaware
(12/19/2024)

Florida
(12/12/2024)

Illinois
(12/12/2024)

Louisiana
(12/12/2024)

Maine
(12/12/2024)

Massachusetts
(12/12/2024)

Nevada
(12/12/2024)

New Jersey
(12/12/2024)

IAR

New Jersey
(12/12/2024)

New York
(12/12/2024)

IAR

New York
(12/12/2024)

North Carolina
(1/3/2025)

Ohio
(12/12/2024)

Pennsylvania
(12/12/2024)

Vermont
(12/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD#: 300139 / SEC#: 801-116750

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

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Contact information

Main Address

150 South Warner Road Suite 300, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 520-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/31/2025)

FORM ADV PART 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,985
AUM (Assets Under Management)	$ 1,488,010,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eugene J. Mulvaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Joseph Mulvaney JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

B. RILEY WEALTH ADVISORS, INC.

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

DOMINICK & DICKERMAN LLC

DOMINICK & DICKERMAN LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

Primary Firm SEC Registration

INDEPENDENCE SQUARE HOLDINGS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/1995

Series 63

Date: 9/24/1990

SIE

Date: 10/1/2018

Series 7

Date: 4/21/1990

FINRA

Current Firm

INDEPENDENCE SQUARE HOLDINGS, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INDEPENDENCE SQUARE HOLDINGS, LLC

TRUST BUT VERIFY

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