Mark V. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Vincent Payne, who also goes by Mark V Payne, Mark Payne, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1990. Mark had worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2015 - February 3, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
March 1, 2010 - September 14, 2010
CUNA BROKERAGE SERVICES, INC.
February 3, 2009 - September 14, 2010
CUNA BROKERAGE SERVICES, INC.
May 9, 2008 - December 23, 2008
ALLSTATE FINANCIAL SERVICES, LLC
February 5, 2007 - January 23, 2008
SIGNATOR FINANCIAL SERVICES, INC.
March 15, 2005 - January 8, 2007
VP DISTRIBUTORS LLC
May 19, 2003 - June 23, 2004
BOFA DISTRIBUTORS, INC.
July 17, 2001 - December 3, 2002
STEPHENS
January 25, 1999 - July 19, 2001
NATIONAL PLANNING CORPORATION
October 21, 1998 - November 6, 1998
SUMMIT FINANCIAL SERVICES GROUP, INC.
January 16, 1998 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
February 28, 1997 - December 26, 1997
CONSECO SECURITIES, INC.
February 23, 1996 - February 24, 1997
PNC BROKERAGE CORP
October 3, 1995 - May 30, 1996
ESSEX NATIONAL SECURITIES, LLC
October 2, 1994 - March 10, 1995
MARKETING ONE SECURITIES, INC.
July 7, 1992 - September 27, 1994
IFMG SECURITIES, INC.
March 2, 1992 - July 15, 1992
RICKEL & ASSOCIATES, INC.
June 21, 1991 - February 27, 1992
WALL STREET ACCESS
March 7, 1990 - December 21, 1990
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
