Donald N. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Nelson Evans was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1971. Donald had worked at 8 firms and has passed the Series 65, Series 3, Series 1, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1983 - October 1, 1991
EVANS, BRINKERHOF & NELSON, INC.
January 28, 1980 - September 28, 1983
EVANS, OCONNOR & ASSOCIATES INC.
June 8, 1978 - July 18, 1979
KEY SECURITIES INCORPORATED
March 24, 1975 - February 28, 1980
LPL FINANCIAL LLC
November 26, 1973 - March 5, 1975
LETTERMAN TRANSACTION SERVICES, INC.
May 16, 1973 - June 8, 1974
DEAN WITTER & CO. INCORPORATED
March 23, 1972 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
December 9, 1971 - March 15, 1972
AMERICAN PACIFIC DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/6/1971
Registered Representative ExaminationF04
Date: 10/30/1978
Financial Principal ExaminationSeries 00
Date: 5/19/1975
General Securities Principal ExaminationCurrent Firm
EVANS, BRINKERHOF & NELSON, INC.
CRD#: 13222 / SEC#: , 8-28859
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
