Robert Delguercio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Delguercio, who also goes by Bob Delguercio, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 4 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2004 - January 4, 2006
JERSEY SHORE TRADING GROUP INC.
March 4, 2002 - July 27, 2004
D.C. CAPITAL, LLC
January 14, 2000 - June 7, 2001
PHILLIP LOUIS TRADING, INC.
August 28, 1991 - December 14, 1999
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
JERSEY SHORE TRADING GROUP INC.
CRD#: 47440 / SEC#: , 8-51796
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONMOUTH HOLDING GROUP INC. | HOLDING COMPANY-SHAREHOLDER | |
| HELBOCK, JOHN F | PRESIDENT, HEAD TRADER, COMPLIANCE OFFICER, SCROP, CROP | 1593811 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
