John M. Daly
Professional summary
John Michael Daly is a registered financial professional currently at MANOR PRIVATE CAPITAL, LLC located in Norwalk, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 1990. John has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Daly's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2009 - Present
MANOR PRIVATE CAPITAL, LLC
Office #1: 257 Rowayton Avenue, Norwalk, CT 06853May 30, 2003 - November 20, 2008
MACQUARIE CAPITAL (USA) INC.
September 24, 2001 - May 30, 2003
MACQUARIE CORPORATE FINANCE (USA) INC.
May 1, 2001 - August 3, 2001
J.P. MORGAN SECURITIES INC.
March 20, 1990 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/28/2011)
(6/10/2015)
(5/6/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MANOR PRIVATE CAPITAL, LLC
CRD#: 149192 / SEC#: , 8-68117
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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