MD
Michael C. Dillon
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
SKOKIE, IL 60077
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CRD#: 2028225
MD
Professional summary
Michael Coyle Dillon is a registered financial advisor currently at UHLMANN INVESTMENT MANAGEMENT, L.L.C. located in Skokie, Illinois and UHLMANN PRICE SECURITIES, LLC located in Skokie, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Uhlmann Investment Management LLC,: Investment Related,5202 Old Orchard Road, Skokie IL 60077. Advisor 06/28/20, 60+ hours per month during trading hours , Fee Based Compensation, UIM is owned by UP Securities to serve their advisory clients
CRS (Client Relationship Summary) - RIA
Click below to view Michael Coyle Dillon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2012 - Present
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
Office #1: 5202 Old Orchard Road Suite 250, Skokie, IL 60077RIA
CRD#: 118025
SKOKIE, IL
Current
December 23, 2011 - Present
UHLMANN PRICE SECURITIES, LLC
Office #1: 5202 Old Orchard Road Suite 250, Skokie, IL 60077BD
CRD#: 42854
Skokie, IL
Past
January 1, 2008 - January 3, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SKOKIE, IL
Past
January 1, 2008 - January 3, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SKOKIE, IL
Past
July 26, 2002 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
SKOKIE, IL
Past
June 15, 2001 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
SKOKIE, IL
Past
March 1, 1994 - June 19, 2001
SANCTUARY SECURITIES, INC.
BD
CRD#: 205
MIAMI, FL
Past
January 28, 1993 - March 1, 1994
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
March 14, 1990 - January 26, 1993
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
February 14, 1990 - March 14, 1990
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UI
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
PERPETUAL WEALTH MANAGEMENT | UHLMANN INVESTMENT MANAGEMENT, LLC | UHLMANN INVESTMENT MANAGEMENT, L.L.C. | UHLMANN INVESTMENT MANAGEMENT, L.L.C.
CRD#: 118025 / SEC#: 801-113188
RIA
Registered Investment Advisory firm - (5/7/2018 Approved)Arizona
Registered Investment Advisory firm - (8/15/2017 Approved)Georgia
Registered Investment Advisory firm - (7/28/2017 Terminated)Illinois
Registered Investment Advisory firm - (5/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (11/18/2014 Terminated)Louisiana
Registered Investment Advisory firm - (11/18/2014 Terminated)Michigan
Registered Investment Advisory firm - (8/1/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/23/2011)
RR
Arkansas(11/5/2023)
RR
California(5/10/2017)
RR
Colorado(5/10/2017)
RR
Florida(12/23/2011)
RR
Illinois(12/23/2011)
IAR
Illinois(6/28/2012)
IAR
Indiana(6/27/2025)
RR
Kansas(11/5/2023)
IAR
Michigan(5/16/2018)
RR
Minnesota(5/10/2017)
RR
Missouri(10/13/2015)
RR
New Hampshire(5/10/2017)
RR
New Jersey(10/19/2015)
RR
North Carolina(12/23/2011)
IAR
North Carolina(6/27/2025)
RR
Pennsylvania(12/23/2011)
IAR
Pennsylvania(7/1/2025)
RR
Virginia(11/5/2023)
RR
Washington(12/23/2011)
RR
Wisconsin(4/10/2014)
IAR
Wisconsin(7/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UI
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
PERPETUAL WEALTH MANAGEMENT | UHLMANN INVESTMENT MANAGEMENT, LLC | UHLMANN INVESTMENT MANAGEMENT, L.L.C. | UHLMANN INVESTMENT MANAGEMENT, L.L.C.
CRD#: 118025 / SEC#: 801-113188
RIA
Registered Investment Advisory firm - (5/7/2018 Approved)Arizona
Registered Investment Advisory firm - (8/15/2017 Approved)Georgia
Registered Investment Advisory firm - (7/28/2017 Terminated)Illinois
Registered Investment Advisory firm - (5/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (11/18/2014 Terminated)Louisiana
Registered Investment Advisory firm - (11/18/2014 Terminated)Michigan
Registered Investment Advisory firm - (8/1/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5202 Old Orchard Road Suite 250, Skokie, IL 60077
Mailing Address
Phone number
(312) 264-4400
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (24 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 241,656,376 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
CRD#: 118025Skokie, IL 60077TRUST BUT VERIFY
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Contact information
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