Joseph M. Dercole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Michael Dercole, who also goes by Joe Dercole, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1990. Joseph had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2015 - December 31, 2020
ABSOLUTE ALPHA INVESTMENTS
January 10, 2008 - July 3, 2012
CETERA INVESTMENT ADVISERS LLC
January 25, 2006 - July 3, 2012
CETERA FINANCIAL SPECIALISTS LLC
April 12, 1998 - January 30, 2006
LPL FINANCIAL LLC
January 3, 1996 - January 30, 2006
LPL FINANCIAL LLC
April 16, 1993 - January 15, 1996
MONY SECURITIES CORPORATION
November 18, 1991 - April 17, 1993
OGILVIE SECURITY ADVISORS CORPORATION
February 13, 1990 - October 30, 1991
IDS LIFE INSURANCE COMPANY
February 13, 1990 - October 30, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ABSOLUTE ALPHA INVESTMENTS
CRD#: 174850 / SEC#:
Contact information
Red Flags
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