Michael J. Lannan

LAKEWOOD ASSET MANAGEMENT

Willow Springs, IL

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CRD#: 2028037

Professional summary

Michael Joseph Lannan, CFA, who also goes by Michael Lannan, is a registered financial advisor currently at LAKEWOOD ASSET MANAGEMENT, LLC located in Willow Springs, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 2 firms and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Lannan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Serves on the investment committee for a not-for-profit, family foundation. 1 of 5 members. Does not have discretion or sole authority to make investment decisions. He receives compensation for this activity and spends approximately 10 hours each month in his role. 2. Co-Trustee of a family member trust. Receives no compensation. Spends 2.5 hours each month in his role. 3. Serves as a volunteer for LaGrange Police Pension Board. Assists with portfolio strategies and relevant statutes. Receives no compensation. Spends 2.5 hours each month in his role.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Lannan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 21, 2018 - Present

LAKEWOOD ASSET MANAGEMENT, LLC

RIA

CRD#: 174887

Willow Springs, IL

Past

June 19, 2006 - August 8, 2018

SECURUS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 140870

LAGRANGE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKEWOOD ASSET MANAGEMENT, LLC

LAKEWOOD ASSET MANAGEMENT | LAKEWOOD ASSET MANAGEMENT, LLC

CRD#: 174887 / SEC#: 801-113632

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

Illinois

Registered Investment Advisory firm - (7/19/2018 Terminated)

Nebraska

Registered Investment Advisory firm - (12/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/21/2018)

IAR

Louisiana
(11/16/2022)

IAR

Nebraska
(11/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 1/15/1990

National Commodity Futures Examination

Current Firm

LAKEWOOD ASSET MANAGEMENT, LLC

LAKEWOOD ASSET MANAGEMENT | LAKEWOOD ASSET MANAGEMENT, LLC

CRD#: 174887 / SEC#: 801-113632

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

Illinois

Registered Investment Advisory firm - (7/19/2018 Terminated)

Nebraska

Registered Investment Advisory firm - (12/12/2018 Terminated)

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Contact information

Main Address

225 W Jefferson Avenue, Suite 102, Naperville, IL 60540

Mailing Address

Phone number

(312) 543-1772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	340
AUM (Assets Under Management)	$ 220,212,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Lannan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Lannan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKEWOOD ASSET MANAGEMENT, LLC

SECURUS INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

LAKEWOOD ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 1/15/1990

Current Firm

LAKEWOOD ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAKEWOOD ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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