Joanne N. Robin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joanne Nmn Robin, who also goes by Joanne Berlinsky, Joanne Lawrence, Joanne Robin, was a registered financial professional .
Joanne is a previously registered financial professional and started their career in finance in 1990. Joanne had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2010 - November 23, 2015
HIGHTOWER SECURITIES, LLC
April 19, 2007 - December 3, 2007
USF SECURITIES, L.P.
September 30, 1996 - January 26, 2006
RAYMOND JAMES & ASSOCIATES, INC.
November 29, 1994 - August 30, 1996
JWGENESIS SECURITIES, INC.
November 26, 1993 - July 11, 1994
STOCKCROSS FINANCIAL SERVICES, INC.
August 9, 1993 - August 12, 1993
CADARET, GRANT & CO., INC.
December 23, 1992 - September 21, 1993
FIRST VARIABLE CAPITAL SERVICES, INC.
November 23, 1990 - January 3, 1991
CHARLES SCHWAB & CO., INC.
February 13, 1990 - April 7, 1990
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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