Louis J. Latte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Jude Latte was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1991. Louis had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - August 17, 2021
LOOP CAPITAL MARKETS LLC
August 15, 2017 - May 4, 2018
OPPENHEIMER & CO. INC.
March 21, 2016 - August 11, 2017
KEYBANC CAPITAL MARKETS INC.
October 11, 2011 - March 3, 2016
JEFFERIES LLC
July 25, 2011 - October 6, 2011
PIERPONT CAPITAL ADVISORS LLC
November 1, 2004 - July 8, 2011
JEFFERIES LLC
June 11, 2002 - November 1, 2004
BONDS DIRECT SECURITIES LLC
April 29, 2002 - June 27, 2002
RYAN BECK & CO.
November 4, 1996 - May 13, 2002
GRUNTAL & CO., L.L.C.
October 19, 1994 - July 10, 1996
LEHMAN BROTHERS INC.
September 3, 1991 - February 4, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/26/2023
General Securities Representative ExaminationSeries 8
Date: 1/29/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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