Anthony J. Ustica
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony James Ustica, who also goes by Anthony J Istica, Tony Ustica, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1990. Anthony had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 1998 - September 23, 2003
MILESTONE FINANCIAL SERVICES, INC.
May 18, 1992 - August 31, 1998
FIRST ASSET MANAGEMENT, INC.
July 17, 1991 - June 11, 1992
TUSCANY EQUITY MANAGEMENT CORPORATI0N
September 17, 1990 - September 19, 1990
PRUDENTIAL EQUITY GROUP, LLC
September 17, 1990 - June 26, 1991
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MILESTONE FINANCIAL SERVICES, INC.
CRD#: 43295 / SEC#: , 8-50225
Contact information
Documents
Disclosures
| Arbitration | 5 |
Red Flags
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