Patricia L. Passon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Louise Passon, CFP®, who also goes by Patricia L Hunt, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1990. Patricia had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
June 23, 2004 - March 31, 2025
ENCOMPASS FINANCIAL ADVISORS, INC.
January 30, 1992 - December 1, 1993
SECURITIES AMERICA, INC.
March 20, 1990 - February 4, 1992
BRITSON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENCOMPASS FINANCIAL ADVISORS, INC.
CRD#: 121403 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 154 |
| AUM (Assets Under Management) | $ 31,860,683 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
