Thomas A. Hendrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Andrew Hendrich, who also goes by Thomas Andrew Hendrich, Tom Hendrich Sr, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1990. Thomas had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2012 - February 13, 2013
SUMMIT FINANCIAL GROUP INC
June 15, 2012 - February 13, 2013
SUMMIT BROKERAGE SERVICES, INC.
June 1, 2009 - July 13, 2012
MORGAN STANLEY
June 1, 2009 - July 13, 2012
MORGAN STANLEY
June 20, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
June 20, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 4, 2005 - June 28, 2006
RAYMOND JAMES & ASSOCIATES, INC.
September 29, 2003 - June 28, 2006
RAYMOND JAMES & ASSOCIATES, INC.
September 11, 2002 - October 3, 2003
PAN-AMERICAN INVESTMENT ADVISERS, INC.
August 30, 2001 - October 3, 2003
PAN-AMERICAN FINANCIAL ADVISERS
January 4, 1999 - August 31, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 5, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
April 24, 1990 - June 9, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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