Craig L. Kolzow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Lee Kolzow was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1990. Craig had worked at 6 firms and has passed the Series 63, SIE, Series 99, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - August 7, 2023
SS&C MARKET SERVICES, LLC
August 19, 1998 - March 14, 2008
CHARLES SCHWAB & CO., INC.
September 18, 1995 - July 15, 1998
CRABBE HUSON SECURITIES, INC.
December 3, 1993 - October 24, 1994
CRABBE HUSON SECURITIES, INC.
April 6, 1993 - August 11, 1993
WAMU INVESTMENTS, INC.
February 1, 1991 - April 21, 1993
CAPITAL BROKERAGE CORPORATION
February 5, 1990 - February 4, 1991
PACIFIC FIRST SECURITIES, LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SS&C MARKET SERVICES, LLC
CRD#: 23568 / SEC#: , 8-40530
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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