Michael D. Rapoport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Rapoport, who also goes by Michael Rapp, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2000 - April 7, 2016
BROADBAND CAPITAL MANAGEMENT, LLC
June 16, 1997 - April 28, 2000
OSCAR GRUSS & SON INCORPORATED
July 25, 1994 - June 6, 1997
UBS FINANCIAL SERVICES INC.
June 12, 1990 - July 12, 1994
PRUDENTIAL EQUITY GROUP, LLC
February 14, 1990 - June 7, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROADBAND CAPITAL MANAGEMENT, LLC
CRD#: 48001 / SEC#: , 8-51992
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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