John F. Recchia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Recchia was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2021 - December 31, 2021
RETIREMENT WEALTH ADVISORY GROUP, INC.
April 28, 2009 - October 29, 2015
AMERITAS INVESTMENT COMPANY, LLC
July 16, 2008 - April 20, 2009
MML INVESTORS SERVICES, LLC
February 5, 2007 - July 10, 2008
AMERITAS INVESTMENT COMPANY, LLC
December 14, 2006 - February 8, 2007
OSAIC WEALTH, INC.
January 3, 2006 - December 4, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.
January 14, 2005 - December 21, 2005
OSAIC WEALTH, INC.
December 10, 2002 - January 7, 2005
OBSIDIAN FINANCIAL GROUP, LLC
September 29, 2001 - January 7, 2005
OBSIDIAN FINANCIAL GROUP, LLC
March 31, 2000 - October 1, 2001
THE INVESTMENT CENTER, INC.
June 19, 1998 - April 20, 2000
POLARIS FINANCIAL SERVICES, INC.
November 3, 1997 - June 16, 1998
TOWER SQUARE SECURITIES, INC.
August 16, 1996 - November 17, 1997
SECURITIES RESOURCE GROUP, LTD.
September 12, 1994 - July 9, 1996
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT WEALTH ADVISORY GROUP, INC.
CRD#: 314938 / SEC#:
Contact information
Red Flags
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