Charles A. Eudaly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Andrew Eudaly, who also goes by Andy Eudaly, Charles Andrew Eudaly, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1971. Charles had worked at 24 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2011 - November 11, 2013
CITATION FINANCIAL GROUP, L.P.
January 12, 2011 - June 1, 2011
W.A. CAPITAL MARKETS
September 21, 2010 - January 12, 2011
ODEON CAPITAL GROUP LLC
March 4, 2008 - September 28, 2010
STERNE, AGEE & LEACH, INC.
October 3, 2007 - February 29, 2008
APS FINANCIAL CORPORATION
July 7, 2005 - August 2, 2007
BOK FINANCIAL SECURITIES, INC.
June 26, 2001 - June 30, 2005
AMHERST SECURITIES GROUP, L.P.
September 1, 1997 - June 5, 2001
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
March 17, 1994 - June 25, 1997
ALEX. BROWN & SONS INCORPORATED
January 30, 1992 - March 28, 1994
HILLTOP SECURITIES INC.
October 25, 1989 - February 11, 1992
RAUSCHER PIERCE REFSNES, INC.
August 24, 1988 - August 28, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
April 18, 1985 - July 29, 1988
J.P. MORGAN SECURITIES LLC
November 7, 1983 - November 16, 1984
BUTCHER & SINGER INC.
June 30, 1983 - October 11, 1983
H. BURCKHARDT & COMPANY, INC.
September 7, 1982 - June 10, 1983
UNITED CAPITAL CORPORATION
May 18, 1979 - November 29, 1981
WESTCAP SECURITIES, L.P.
February 14, 1979 - May 20, 1979
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.
January 19, 1979 - March 14, 1979
LADENBURG THALMANN & CO. INC.
June 23, 1978 - December 16, 1978
STEWART-JOHNS MUNICIPAL SECURITIES, INC.
August 31, 1976 - July 21, 1978
KNOX, WALL & COMPANY
February 24, 1976 - September 21, 1976
MARCUS, STOWELL & BEYE, INC.
July 26, 1974 - May 7, 1975
HIBBARD & O'CONNOR SECURITIES, INC.
August 31, 1971 - April 25, 1972
HIBBARD OCONNOR & WEEKS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/12/1974
Registered Representative ExaminationSeries 00
Date: 8/27/1971
General Securities Principal ExaminationCurrent Firm
CITATION FINANCIAL GROUP, L.P.
CRD#: 28305 / SEC#: , 8-43632
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITATION MANAGEMENT GROUP INC. | CORPORATE GENERAL PARTNER | |
| JMX OF WESTERN NEW YORK, INC. | CORPORATE LIMITED PARTNER | |
| MILLAR, DOUGLAS MACARTHUR | CHIEF COMPLIANCE OFFICER | 1631198 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
