Martin J. Gawronski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin John Gawronski, who also goes by Marty Gawronski, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1990. Martin had worked at 8 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1999 - June 6, 2001
1717 CAPITAL MANAGEMENT COMPANY
May 26, 1999 - July 26, 1999
LASALLE ST SECURITIES, L.L.C.
March 22, 1996 - August 1, 1996
WINGSPAN INVESTMENT SERVICES
April 16, 1992 - March 21, 1996
ESSEX NATIONAL SECURITIES, LLC
May 10, 1991 - November 22, 1991
WS GRIFFITH SECURITIES, INC.
May 10, 1991 - November 22, 1991
HOME LIFE INSURANCE COMPANY
March 21, 1990 - September 11, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 21, 1990 - September 11, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1717 CAPITAL MANAGEMENT COMPANY
CRD#: 4082 / SEC#: , 8-14657
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
