Mitchell M. Maynard
Professional summary
Mitchell Mark Maynard was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mitchell is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Mitchell had worked at 11 firms, which includes AMERICAN PACIFIC SECURITIES INC., LIGHTHOUSE CAPITAL CORPORATION, INCAP SECURITIES INC., SECURITIES SERVICE NETWORK LLC, KEOGLER MORGAN & COMPANY INC., THE INVESTMENT CENTER INC., NEW ENGLAND SECURITIES, HORNOR TOWNSEND & KENT LLC, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2000 - August 28, 2001
AMERICAN PACIFIC SECURITIES, INC.
May 9, 2000 - July 24, 2000
LIGHTHOUSE CAPITAL CORPORATION
June 23, 1999 - December 7, 1999
INCAP SECURITIES, INC.
August 8, 1996 - November 16, 1998
SECURITIES SERVICE NETWORK, LLC
November 17, 1993 - August 19, 1996
KEOGLER, MORGAN & COMPANY, INC.
April 14, 1993 - October 11, 1993
THE INVESTMENT CENTER, INC.
April 21, 1992 - December 16, 1992
NEW ENGLAND SECURITIES
May 18, 1991 - January 15, 1992
HORNOR, TOWNSEND & KENT, LLC
August 1, 1990 - February 27, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 1, 1990 - February 27, 1991
PRUCO SECURITIES, LLC.
January 23, 1990 - March 29, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN PACIFIC SECURITIES, INC.
CRD#: 2532 / SEC#: , 8-4763
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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