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Theodore R. Young
EAGLE STRATEGIES LLC
SACRAMENTO, CA 95814
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CRD#: 2026394
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Professional summary
Theodore Robert Young is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Sacramento, California and NYLIFE SECURITIES LLC located in Sacramento, California.
Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Theodore has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[DBA FINANCIAL STRATEGIES OF CALIFORNIA PROVIDING EDUCATION BASED CLASSES ON RETIREMENT, INVESTMENT, AND ESTATE PLANNING CONCEPTS] [Office Building Ownership; start 7/2008 ; 1/3 ownership in agent office building with each 1/3 owner occupying space as well. No other rented and no rental income being received. 1216 18th Street, Sacramento, CA 95811] [1329 H STREET LLC; RENTAL PROPERTY;1329 H STREET, SACRAMENTO, CA 95814; SOLE MEMBER; NUMBER OF HOURS A MONTH: 1;NUMBER OF HOURS BETWEEN 9:30 EST AND 4:00 EST: -0-; INVESTMENT RELATED; 02/2012] [Sports Financial Advisors Association; Educational for members providing services to professional entertainers in the sports field; 10645 N Tatum Blvd SUITE 200-608, Phoenix AZ 85028; BOARD MEMBER; START DATE 01/2014; As a board member, i would be serving as a liaIson for conference speaker and member agenda development; 1 HOUR PER MONTH] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 11/2002; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF PERRY-YOUNG INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SACRAMENTO, CA; START DATE: 05/2021] [Northwoods League; College Baseball summer league from June to August annually; 2900 4th street SW Rochester, MN 55902; Start Date 08/2023; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; approving by-laws and establishing league rules]
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Robert Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 1996 - Present
EAGLE STRATEGIES LLC
Office #1: 1329 H Street, Sacramento, CA 95814RIA
CRD#: 110826
SACRAMENTO, CA
Current
March 8, 1990 - Present
NYLIFE SECURITIES LLC
Office #1: 1329 H Street, Sacramento, CA 95814BD
CRD#: 5167
Sacramento, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/21/2023)
RR
Alaska(3/22/2012)
RR
Arizona(4/14/1998)
RR
Arkansas(4/14/2021)
RR
California(3/7/1990)
IAR
California(7/30/1996)
RR
Colorado(9/14/2006)
RR
Connecticut(7/27/2006)
RR
Delaware(3/23/2012)
RR
Florida(3/25/1999)
RR
Georgia(6/25/2012)
RR
Hawaii(7/28/2003)
RR
Idaho(5/5/2004)
RR
Illinois(5/31/2006)
RR
Indiana(1/14/2021)
RR
Iowa(11/16/2009)
RR
Kentucky(7/6/2016)
RR
Louisiana(4/14/2020)
RR
Maine(7/15/2022)
RR
Maryland(12/21/2012)
RR
Massachusetts(12/3/2007)
RR
Michigan(7/10/2000)
RR
Minnesota(1/14/2021)
RR
Montana(6/13/2008)
RR
Nevada(5/6/2004)
RR
New Hampshire(1/6/2023)
RR
New Jersey(9/29/2005)
RR
New Mexico(3/22/2012)
RR
New York(2/13/2004)
RR
North Carolina(3/22/2012)
RR
Ohio(3/15/2016)
RR
Oregon(3/6/1995)
RR
Pennsylvania(8/26/2005)
RR
South Carolina(6/28/2005)
RR
Tennessee(9/21/2017)
RR
Texas(4/22/2014)
RR
Utah(3/14/2005)
RR
Virginia(1/14/2021)
RR
Washington(3/22/2012)
RR
West Virginia(3/22/2012)
RR
Wisconsin(11/9/2012)
RR
Wyoming(7/27/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Sacramento, CA 95814TRUST BUT VERIFY
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