Robert J. Riethman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Riethman, who also goes by Robert Joseph Reithman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2024 - November 14, 2024
TRINITY INVESTMENT MANAGEMENT, LLC
October 18, 1995 - February 28, 2000
ATHENE SECURITIES, LLC
October 29, 1991 - July 13, 1995
CONSECO EQUITY SALES, INC.
January 25, 1990 - February 1, 1990
CINCINNATI ANALYSTS, INC.
Primary Firm SEC Registration
TRINITY INVESTMENT MANAGEMENT, LLC
CRD#: 133873 / SEC#: 801-67457
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRINITY INVESTMENT MANAGEMENT, LLC
CRD#: 133873 / SEC#: 801-67457
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 127,337,225 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
