Clifford W. Janney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford William Janney, who also goes by Clifford Janney, Cliff Janney, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1994. Clifford had worked at 12 firms and has passed the Series 65, Series 66, Series 7TO, SIE, Series 31, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2021 - February 1, 2024
EHLERS
May 31, 2016 - February 26, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
May 31, 2016 - February 26, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
January 30, 2014 - April 7, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
May 5, 2011 - April 7, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 2011 - April 26, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 19, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
January 29, 2009 - May 22, 2009
ALLSTATE FINANCIAL SERVICES, LLC
September 30, 2008 - January 21, 2009
OAKWOOD CAPITAL SECURITIES, INC.
May 21, 2008 - October 3, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 22, 2006 - May 21, 2008
FELTL & COMPANY
August 12, 2006 - December 5, 2006
UBS FINANCIAL SERVICES INC.
September 13, 2004 - August 12, 2006
PIPER SANDLER & CO.
October 8, 2001 - September 14, 2004
COLLIERS SECURITIES LLC
September 2, 1998 - October 8, 2001
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
June 17, 1994 - October 8, 2001
IDS LIFE INSURANCE COMPANY
June 17, 1994 - October 8, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EHLERS
CRD#: 146385 / SEC#: 801-69849
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
EHLERS
CRD#: 146385 / SEC#: 801-69849
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 2,735,110,703 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
